We are seeking a Control Room Manager to oversee the day-to-day operations of the Tiger Group’s Control Room function.The role covers information barrier administration, conflicts of interest review, watch and restricted list governance, and staff dealing monitoring.You will play a key role in maintaining robust market conduct controls and ensuring activities are aligned with internal policies, regulatory expectations, and industry best practices.Key ResponsibilitiesAdminister the group’s information barrier and wall-crossing framework.Conduct conflicts of interest assessments for investment banking and other sensitive activities.Maintain and monitor Watch Lists and Restricted Lists.Oversee employee personal account dealing monitoring and related alert reviews.Escalate potential breaches and support investigation and remediation processes.Provide practical compliance guidance to business stakeholders on market conduct matters.Requirements5–8 years of experience in Control Room, Compliance, Market Surveillance or related roles within a financial institution.Good understanding of MNPI controls, information barriers, conflict management and staff dealing requirements.Familiarity with employee trading monitoring and alert review workflows.Strong attention to detail and sound compliance judgment.Good communication and stakeholder coordination skills.Ability to work independently in a fast-paced environment.
We are seeking a Business Compliance Manager to join the Group Legal & Compliance function.This role provides group-level advisory support to local compliance teams and business units, particularly on complex front-office conduct risk matters and cross-border issues.You will work closely with local compliance officers to ensure regulatory interpretation, policy application, and business practices remain aligned with group standards and evolving regulatory expectations.Key ResponsibilitiesProvide advisory support to local compliance teams on business compliance matters and regulatory interpretation.Review new business initiatives, products, and marketing materials where group input is required.Support resolution of cross-border compliance issues and escalated conduct risk matters.Provide guidance on sales governance, conflicts of interest, and MNPI-related controls.Assist in group-level compliance reviews and remediation tracking.Monitor regulatory developments and support implementation coordination across jurisdictions.Support regulatory inspections, audits, and ad hoc compliance initiatives when required.Requirements3–7 years of compliance experience within financial institutions, brokerage firms, or regulators.Good understanding of brokerage business activities and front-office conduct risk.Familiarity with conflicts of interest management and MNPI governance.Working knowledge of APAC regulatory frameworks.Strong analytical and documentation skills.Good stakeholder management and communication abilities.Able to operate independently in a fast-paced, regulated environment.
Job Description 1. Customer Inquiries & Support - Respond to inbound calls, online chats, and emails from international clients, providing professional responses, follow-ups, and callbacks to foster robust customer relationships.2. Customer Relationship Management - Develop and maintain relationships with overseas clients by identifying their needs, providing timely feedback, and driving process improvements. - Address customer complaints, collaborate with internal teams to resolve issues, and enhance overall customer satisfaction.3. Customer Education & Retention - Deliver basic investment knowledge to designated client groups. - Conduct regular follow-ups to enhance customer retention, engagement, and satisfaction.Job Requirements1. Education & Experience - A Bachelor’s degree or higher (any major is acceptable); prior experience in the financial industry or customer service is advantageous, although recent graduates are encouraged to apply.2. Language Proficiency - Fluency in both English and Chinese (spoken and written), with either language capable of serving as the primary working language.3. Soft Skills - A strong service-oriented mindset and excellent communication and coordination skills to manage daily inquiries efficiently. - Proficiency in computer skills, including the use of the Internet and office software.4. Others - Willingness to work in rotating shifts, including morning, afternoon, and evening shifts.
About the Opportunity - We are hiring multiple positions!Are you driven by a passion for the financial markets and a desire to turn that passion into a rewarding and entrepreneurial career? As an Investment Representative, you will be at the forefront of the fast-paced and ever-evolving financial landscape. Join a team of forward-thinking professionals, where your success is determined by your ambition, expertise, and ability to create meaningful financial solutions for your clients.
Key ResponsibilitiesBuild and Grow Client Relationships: Actively source and manage a portfolio of new and existing clients, providing expert insights on securities, futures, and other financial instruments.Execute Trades: Leverage on Tiger Brokers’ powerful trading platform, execute and manage orders, ensuring accuracy, speed, and adherence to risk management protocols.Market Analysis: Stay on top of global financial markets, providing clients with timely insights, market trends, and market opportunities.Develop Customised Strategies: Create tailored trading strategies and solutions based on clients’ financial goals, risk appetite, and market conditions.Regulatory Compliance: Maintain the highest ethical standards, ensuring compliance with MAS regulations and company policies.
Requirements Recognised university degree or polytechnic diploma in any discipline.Experience in Finance industry will be an advantage.
Introducing: The Tiger L.E.A.P ProgrammeNo prior experience? No problem. Our Tiger L.E.A.P (Learn, Experience, Achieve, Perform) programme is a 6-month induction journey designed to equip you with:Industry-recognised CMFAS certifications ( RES 1A, RES 2A, RES 5, CM-EIP, CM-SIP)Practical trading and market knowledgeReal-world exposure to financial marketsClient engagement and relationship management skillsStrong communication skills and an entrepreneurial mindset
By the end of the programme, you'll be ready to step into the role of a fully-fledged Tiger Investment Representative, with the confidence and credentials to succeed.🔗 Learn more: https://www.itiger.com/sg/marketing/take-the-leap
Why Join Us? Entrepreneurial Freedom: Run your own trading business within a supportive framework while enjoying flexibility to embrace life beyond work.Continuous Growth: Ongoing professional development, training, and access to market insights, ensuring you stay ahead in the competitive trading world.Powerful Technology: Leverage on Tiger Brokers’ platform & tools to scale and add value to your clients’ investment needs efficiently.Client Impact: Empower clients with personalised market insights to help them navigate markets and achieve financial aspirations.
