Position: AVP, Compliance (Contract)Location: Singapore
Our client, a leading infrastructure credit platform, is seeking a Compliance Associate / AVP (Contract) to support Client Onboarding, AML, and KYC activities, reporting to the Head of Compliance.
Key Responsibilities:Review and approve client onboarding, ensuring KYC documentation meets regulatory and internal standards.Work with front office teams on AML/KYC compliance and handle escalations on financial crime matters.Monitor transactions, review alerts, investigate suspicious activity, and prepare STRs and other regulatory reports.Maintain sanction and country risk updates and support audits and internal reviews.Conduct quality reviews of KYC/CDD, identify gaps, and recommend corrective actions.Support compliance projects, policy updates, and staff training on AML/CFT and sanctions.
Requirements:2–6 years’ experience in financial crime or compliance, preferably in fund management, banking, or a regulatory body.Relevant degree in Business, Finance, Economics, Law, or related field.Strong analytical, organizational, and communication skills.Familiarity with regulatory reporting, transaction monitoring, and compliance tools.
Position: Legal & Compliance Associate (12-Month Contract) Location: Singapore
Our client, a leading infrastructure credit platform, is seeking an independent and resourceful professional to support legal, compliance, and corporate governance activities.
Key Responsibilities
Corporate Secretariat:Support statutory filings, regulatory reporting (ACRA, MAS), and maintain entity records.Coordinate Board/Committee meetings, AGM/EGM, and prepare minutes, resolutions, and corporate documents.Assist with corporate actions, new subsidiary setup, and liaise with external secretarial service providers.
Compliance:Implement compliance framework, policies, and procedures.Advise on fund management regulations, KYC/CDD reviews, and regulatory changes.Support due diligence, deal documentation, new fund launches, and compliance training.
Legal:Draft, review, and negotiate corporate and transaction agreements.Maintain legal records and support fund and finance documentation.
Qualifications:Degree in Business, Finance, Law, or related field.6–8 years’ experience in legal/compliance roles in fund management, banking, or regulatory bodies.Corporate secretarial experience in Singapore; strong knowledge of KYC/AML requirements.Familiarity with private credit, infrastructure finance, syndicated/bilateral deals.Strong communication, organizational skills, and ability to work under tight deadlines.
Job Summary
A global advisory firm with an established international platform seeks a Senior Compliance Officer to lead compliance advisory and governance for its Singapore business. This role offers high visibility, meaningful deal exposure, and close collaboration with senior stakeholders and global colleagues.
Responsibilities
Lead day-to-day compliance advisory by assessing M&A and capital markets transactions to ensure regulatory adherence and mitigate risks. Evaluate new mandates and counterparties to identify and advise on conflicts of interest, material non-public information (MNPI), wall-crossing, insider lists, and information barriers. Develop and maintain local compliance policies and controls to uphold regulatory standards and internal governance. Oversee core compliance processes to ensure effective implementation and continuous improvement. Design and deliver compliance training programs to enhance awareness and adherence across the business. Collaborate with senior stakeholders and global compliance teams to align compliance strategies with business objectives. Exercise sound commercial judgment and independent decision-making within a lean team environment to support business growth and regulatory compliance.
Required competencies and qualifications
Demonstrated expertise in financial services legal and compliance functions with at least 8 years of experience, particularly in investment banking, corporate finance advisory, merchant banking, or fund management with strong M&A exposure. Comprehensive knowledge of MAS regulatory requirements relevant to corporate finance and dealing activities. Bachelor's degree in finance, law, accounting, or a related field. Strong communication skills to effectively engage with senior stakeholders and cross-functional teams. We regret to inform that only shortlisted candidates would be contacted.
We are mandated by our client, a leading global real asset manager, to appoint an experienced compliance professional to join their Group Compliance team, reporting to the Head of Compliance, Singapore.
Key Responsibilities:
Advise business units on compliance policies, procedures, and monitoring initiativesImplement and execute a risk-based compliance monitoring programme for licensed REIT ManagersIdentify regulatory gaps and recommend practical remediation measuresMonitor regulatory developments and support policy updatesLiaise with auditors and regulatorsConduct compliance training and promote a strong compliance culture
Requirements:Bachelor’s degree in Accountancy, Finance, Business, or related fieldMinimum 5 years’ compliance experience in asset management or financial services (global exposure preferred)Strong knowledge of regulatory requirementsDetail-oriented, proactive, and able to engage stakeholders effectivelyStrong communication skills and a collaborative mindset
Interested applicants, please reach out to learn more.
We are partnering with a Singapore-based investment manager that is looking to hire a Compliance Officer to join and support their growing compliance function.
Key Responsibilities Ensure compliance with regulatory requirements across jurisdictions, focusing on Singapore and Europe, to maintain legal and operational standards. Administer and track regulatory reporting processes, assess impacts of policy changes, and communicate updates to relevant stakeholders. Draft and review compliance documentation, policies, reports, and regulatory filings to ensure accuracy and adherence to regulations. Implement compliance monitoring programs and report any breaches directly to the Board to uphold governance standards. Perform Anti-Money Laundering (AML) checks and oversee the fund administrator’s Know Your Customer (KYC) services, monitor suspicious activities, and conduct investigations and escalations as needed. Support regulatory reporting, board matters, and investor due diligence to facilitate transparent and compliant operations. Conduct compliance training sessions and assist with regulatory audits and inspections to enhance organizational readiness. Manage ad-hoc legal and compliance tasks, including supporting technology enhancements to improve compliance processes.
Preferred competencies and qualifications Min 3 years of relevant compliance experience in the financial industry and strong knowledge of the Securities and Futures Act. Degree-level education. Excellent communication skills and strong stakeholder management capabilities. Strong work ethics, meticulous attention to detail, and a proactive “can-do” attitude. Ability to work independently and collaboratively as a team player. Proficiency in English.
